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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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