Search Result

381 - 400 of 810 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules