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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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