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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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Similar To

REC 6A.2 Removal of passport rights from EEA market operator

REC 3.6 Constitution and governance

LR 19.4 Continuing obligations

SUP 16.10 Verification of standing data

LR 13.2 Approval of circulars

REC 2.16A Operation of a multilateral trading facility

FEES 5.3 The general levy

ICOBS 6.4 Pre- and post-contract information: protection policies

BIPRU 7.5 Foreign currency PRR

DISP App 3.7 Approach to redress

MCOB 9.3 Pre-application disclosure

SUP 16.12 Integrated Regulatory Reporting

PERG 8.4 Invitation or inducement

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading