Search Result

341 - 360 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit