Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP App 3.2 The assessment of a complaint

BIPRU 9.4 Traditional securitisation

MAR 5.7 Pre-trade transparency requirements for shares

SUP 15.5 Core information requirements

PERG 9.1 Application and Purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 12.5 Individual Liquidity Adequacy Standards

SYSC 13.6 People

REC 2.13 Promotion and maintenance of standards

LR App 1.1 Relevant definitions

GEN 1.3 Emergency

DEPP 6.7 Discount for early settlement

DEPP 4.1 Executive decision maker

DISP App 3.3 The approach to considering evidence

BIPRU 12.8 Cross-border and intra-group management of liquidity

FEES 6.3 The FSCS's power to impose levies

SUP 8.8 Revoking waivers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading