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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies