Search Result

321 - 340 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares