Search Result

301 - 320 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties