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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance