Search Result

281 - 300 of 1062 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…