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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application