Search Result

281 - 300 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction