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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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Similar To

SUP 16.10 Verification of standing data

LR 13.2 Approval of circulars

REC 2.16A Operation of a multilateral trading facility

FEES 5.3 The general levy

DTR 3.1

LR 6.1 Application

PR 2.4 Incorporation by reference

LR 13.4 Class 1 circulars

REC 2.11 Custody

DTR 1A.1 Application and purpose (Transparency rules)

PR App 1.1

COBS 20.2 Treating with-profits policyholders fairly

CREDS 2.2 General provisions

SUP 16.12 Integrated Regulatory Reporting

PERG 8.4 Invitation or inducement

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FIT 2.3 Financial soundness

SUP 5.1 Application and purpose

FIT 2.2 Competence and capability

FEES 2.3 Relieving Provisions