Search Result

221 - 240 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information