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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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Similar To

COLL 8.4 Investment and borrowing powers

SUP 17.1 Application

SUP 12.9 Record keeping

REC 3.2 Form and method of notification

COLL 6.3 Valuation and pricing

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LR 10.4 Class 2 requirements

COBS 11.6 Use of dealing commission

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 14.6 Cancelling qualification for authorisation

PERG 8.36 Illustrative tables

MCOB 9.4 Content of illustrations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order