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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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