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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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PR App 1.1

As Published: 2005

PR App 1.1

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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