Search Result

201 - 220 of 229 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 3.1

As Published: 2005

DTR 3.1

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities