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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

…

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

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