Search Result

181 - 200 of 1001 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

…

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…