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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 1.2 Purpose

COLL 6.3 Valuation and pricing

SUP 6.2 Introduction

BIPRU 7.8 Securities underwriting

SYSC 4.1 General requirements

REC 3.1 Application and purpose

PERG 9.1 Application and Purpose

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

COLL 4.4 Meetings of Unitholders and service of notices

REC 3.6 Constitution and governance

COLL 8.3 Investor relations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order