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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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