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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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Similar To

COLL 6.9 Independence, names and UCITS business restrictions

REC 4.8 The section 298 procedure

SUP 5.3 Policy on the use of skilled persons

SUP 8.3 Applying for a waiver

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 9.1 Application and Purpose

DEPP 6.2 Deciding whether to take action

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 15.7 Form and method of notification

GEN 1.3 Emergency

PERG 5.11 Other aspects of exclusions

COLL 11.6 Winding up, merger and division of master UCITS

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order