Search Result

961 - 980 of 1056 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose