Search Result

941 - 960 of 1069 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

TC App 5.1

As Published: 2010

TC App 5.1