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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions