Search Result

61 - 80 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction