Search Result

741 - 760 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

TC App 7.1 Guidelines for qualification gap-fill for retail investment advice

As Published: 2011

TC App 7.1 Guidelines for qualification gap-fill for retail investment advice

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 12.1 Application

As Published: 2005

LR 12.1 Application

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information