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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 3.1 Application

As Published: 2005

LR 3.1 Application

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments