Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 4.4 Information on which Fees are calculated

DTR 1A.3 FSA may require the publication of information

MCOB 1.2 General application: who? what?

COBS 4.12 Unregulated collective investment schemes

SUP 5.4 Appointment and reporting process

SUP 5.3 Policy on the use of skilled persons

ICOBS 6.4 Pre- and post-contract information: protection policies

CREDS 2.2 General provisions

PERG 9.10 Significance of being an open-ended investment company

REC 6.6 Supervision

DEPP 6.2 Deciding whether to take action

SUP 12.5 Contracts: required terms

MCOB 2.8 Record keeping

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.22 The Internet

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

ICOBS 6.1 General

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 10.5 Employers and affinity groups (such as trade unions)