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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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SUP App 2.15 Run-off plans for closed with-profits funds

SUP 6.5 Ending authorisation

CASS 3.1 Application and Purpose

ICOBS 8.4 Employers’ Liability Insurance

COLL 6.13 Record keeping

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.9 Independence, names and UCITS business restrictions

BIPRU 7.8 Securities underwriting

DISP 1.1 Purpose and application

COLL 5.5 Cash, borrowing, lending and other provisions

FEES 4.2 Obligation to pay periodic fees

COLL 4.3 Approvals and notifications

BIPRU 14.2 Calculation of the capital requirement for CCR

BIPRU 12.7 Liquid assets buffer

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.3 Derivative exposure

BIPRU 1.2 Definition of the trading book

ICOBS 1.1 The general application rule

CASS 5.4 Non-statutory client money trust