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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting