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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

…

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

…

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Similar To

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

MAR 4.4 Exceptions

SYSC 13.3 Other related Handbook sections

SUP 4.1 Application

CASS 1.3 General application: where?

PRIN 3.3 Where?

CREDS 7.1 Application, purpose and interpretation

CASS 9.1 Application

SYSC 2.2 Recording the apportionment

SYSC 1.1A Application

MCOB 10.2 Purpose

TC 1.1 Who, what and where?

MCOB 10.1 Application

ICOBS 8.1 Insurers: general

MAR 6.2 Purpose

CREDS 8.1 Application and purpose

COLL 6.1 Introduction and Application

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

COLL 3.1 Introduction