Search Result

481 - 500 of 930 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping