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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

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