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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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Similar To

REC 2.13 Promotion and maintenance of standards

REC 4.4 Complaints

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

GEN 2.2 Interpreting the Handbook

REC 4.8 The section 298 procedure

DEPP 2.5 Provision for certain categories of decision

PERG 2.6 Specified investments: a broad outline

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

REC 4.2A Publication of information by UK RIEs and RAPs

FEES 4.4 Information on which Fees are calculated

REC 1.1 Application

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading