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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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