Search Result

261 - 280 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF