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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PR App 1.1

As Published: 2005

PR App 1.1

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application