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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose