Search Result

241 - 260 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links