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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DEPP 1.2 Introduction to statutory notices

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 5.5 Cash, borrowing, lending and other provisions

GEN 5.1 Application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 4.11 Link between activities and the United Kingdom

REC 3.14A Operation of a regulated market or MTF

LR 8.2 When a sponsor must be appointed or its guidance obtained

DTR 5.4 Aggregation of managed holdings

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.26 Proposals to make regulatory provision

LR 20.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order