Search Result

121 - 140 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime