Search Result

121 - 140 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PR App 1.1

As Published: 2005

PR App 1.1

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations