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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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