Search Result

361 - 380 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts