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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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PR App 1.1

As Published: 2005

PR App 1.1

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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