Search Result

141 - 160 of 943 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary