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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

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Similar To

MCOB 5.3 Applying for a home finance transaction

SYSC 1.1A Application

GEN 4.3 Letter disclosure

COND 1.3 General

DISP App 1.3 Remortgaging

DISP 3.8 Dealing with information

PERG 8.4 Invitation or inducement

SUP 3.10 Duties of auditors: notification and report on client assets

PR 3.1 Approval of prospectus

APER 4.4 Statement of Principle 4

LR 8.4 Role of a sponsor: transactions

REC 2.13 Promotion and maintenance of standards

SUP 6.5 Ending authorisation

MCOB 6.2 Purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MAR 4.3 Support of the Takeover Panel's Functions

DISP App 1.5 Additional considerations

SUP 12.7 Notification requirements

COBS 18.11 Authorised professional firms

COND 2.4 Threshold condition 4: Adequate resources