Search Result

981 - 1000 of 1063 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application